Practice Subgroup

Capital markets

Investigations and enforcement proceedings

Chuhak & Tecson has extensive experience defending cases involving the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), state agencies, exchange investigations and enforcement proceedings. Due to frequent contact with enforcement offices, our attorneys are highly qualified to manage the entire life cycle of an enforcement matter and do so by crafting innovative undertakings and avoiding unwanted remedial measures.

Litigation, arbitration and mediation

Chuhak & Tecson represents securities and futures industry firms in litigation and arbitration. When counseling clients facing adversarial situations we recommend alternative dispute resolution wherever appropriate. Our attorneys are highly experienced in arbitration and mediation, as regulators and advocates. Our practice also includes intra-industry litigation adjudicated by exchanges and self-regulatory organizations. 

Newsletter Signup

Stay current with changes that affect your business and investments by signing up for Chuhak & Tecson's newsletters.